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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2016-06-30 |
Branch Locations
9520 Ormsby Station Road Suite 10, Louisville, KY 40223 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc. | Louisville | KY | 05/2009 | Present |
| Stonex Advisors Inc. | Louisville | KY | 06/2016 | Present |
1) WAINWRIGHT LAVENTIS LLC; YES, INVESTMENT RELATED; 9520 ORMSBY STATION ROAD #10 LOUISVILLE, KY. 40233; INVESTMENTS; PARTNER; 03/01/2013; 160 HOURS PER MONTH ALL DURING SECURITY TRADING HOURS; WORKING IN AN ADVISOR CAPACITY OFFERING FINANCIAL ADVISE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-02 |
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