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James Thomas O'GRady

LPl Financial LLC

Torrance, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-06
CA RA APPROVED 2010-02-08
  • TX RA
    APPROVED_RES
    Since 2015-08-06
  • CA RA
    APPROVED
    Since 2010-02-08

Branch Locations

21250 Hawthorne Blvd. Ste 500, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial El Segundo CA 02/2010 Present
  • 02/2010 → Present
    Lpl Financial
    El Segundo, CA
Previous Registrations
Other Businesses

1. 4/18/2012: DBA ONLY - BRAEMAR WEALTH MANAGEMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-10
  • S66 Uniform Combined State Law Examination
    2006-03-10
Other Names
  • James O'GRady

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Torrance, CA
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EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
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LPL FINANCIAL LLC · TORRANCE, CA
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