Inactive

Benjamin Claude Cawley

Holm & Cawley Financial Group LLC

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Current Employers

Holm & Cawley Financial Group Llc

5155 S Durango Drive Ste# 102, Las Vegas, NV 89113 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2020-07-22
UT	RA	APPROVED	2009-08-27
NV	RA	APPROVED	2009-07-09

AZ RA
APPROVED

Since 2020-07-22
UT RA
APPROVED

Since 2009-08-27
NV RA
APPROVED

Since 2009-07-09

Branch Locations

5155 S Durango Drive Ste# 102, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Holm & Cawley Financial Group Llc	Las Vegas	NV	05/2009	Present

05/2009 → Present

Holm & Cawley Financial Group Llc

Las Vegas, NV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-05-06

S65 Uniform Investment Adviser Law Examination

2009-05-06

View on SEC IAPD

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