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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-08 |
| LA | RA | APPROVED | 2021-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Mandeville | LA | 05/2009 | 08/2021 |
| Avantax Advisory Services | Mandeville | LA | 01/2011 | 08/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2021 | Present |
| Louisiana Air National Guard | Alexandria | LA | 06/2010 | 06/2020 |
| Johnson Financial Llc Dba For Investments | Mandeville | LA | 01/2007 | Present |
1) JOHNSON FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PARTNER AND ENROLLED AGENT, TAX/PLANNING SERVICES, DBA FOR INVESTMENTS, FINANCIAL PROFESSIONAL, 40H/WEEK, SINCE 01/2007.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-19 |
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