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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-05-13
  • NV RA
    APPROVED
    Since 2025-05-13

Branch Locations

2140 E Pebble Rd Suite 230, Las Vegas, NV 89123-3221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Las Vegas NV 06/2014 10/2017
First American Trust Las Vegas NV 10/2017 10/2019
H & H Retirement Design & Management Las Vegas NV 10/2019 07/2020
Not Employed Las Vegas NV 07/2020 08/2022
Gainbridge Las Vegas NV 08/2022 05/2024
J. Alden Assocites, Inc. Wayne PA 12/2022 05/2024
Foundations Investment Advisors, Llc Las Vegas NV 06/2024 04/2025
Western & Southern Life Las Vegas NV 05/2025 Present
W&S Brokerage Services, Inc. Las Vegas NV 05/2025 Present
  • 06/2014 → 10/2017
    Tiaa
    Las Vegas, NV
  • 10/2017 → 10/2019
    First American Trust
    Las Vegas, NV
  • 10/2019 → 07/2020
    H & H Retirement Design & Management
    Las Vegas, NV
  • 07/2020 → 08/2022
    Not Employed
    Las Vegas, NV
  • 08/2022 → 05/2024
    Gainbridge
    Las Vegas, NV
  • 12/2022 → 05/2024
    J. Alden Assocites, Inc.
    Wayne, PA
  • 06/2024 → 04/2025
    Las Vegas, NV
  • 05/2025 → Present
    Western & Southern Life
    Las Vegas, NV
  • 05/2025 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

Western Southern Life- NO- Las Vegas, NV - Full Time Sales Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-20
S63 Uniform Securities Agent State Law Examination 2023-03-17
S66 Uniform Combined State Law Examination 2009-08-14
  • S65 Uniform Investment Adviser Law Examination
    2024-07-20
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17
  • S66 Uniform Combined State Law Examination
    2009-08-14
Other Names
  • Kris Lanzer

View on SEC IAPD

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