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Scott H Kesten

Ameriprise Financial Services, LLC

Deerfield, IL

Nashville, TN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-13
IL RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • TN RA
    APPROVED
    Since 2024-11-13
  • IL RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

540 Lake Cook Rd Ste 450, Deerfield, IL 60015-5829 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 10/2016
Pnc Investments Chicago IL 03/2020 09/2023
J.P. Morgan Securities Llc Chicago IL 10/2016 01/2020
Ameriprise Financial Services, Llc Deerfield IL 09/2023 Present
Previous Registrations
  • 2020-03-20 → 2023-09-12
    Pnc Wealth Management Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2012-10-01 → 2020-02-21
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2011-08-19 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
Other Businesses

Real Estate Ownership; Single Family; 8915 Kilpatrick Ave, , Skokie, IL, 60076; Investment-Related; 10/01/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-18
S63 Uniform Securities Agent State Law Examination 2006-03-30
  • S65 Uniform Investment Adviser Law Examination
    2011-08-18
  • S63 Uniform Securities Agent State Law Examination
    2006-03-30
Designations
Other Names
  • Scott H Kesten
  • Scott Harland Kesten
  • Scott Kesten

View on SEC IAPD

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TIMOTHY PAUL SWIAT
LAURA LEE CARDINAL
PAMELA A CAIN
Amy E Kalas
LANCE PAUL EATON

Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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