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Inactive

Joshua D Hayes

Curtis Advisory Group, LLC

Santa Barbara, CA

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Current Employers
Curtis Advisory Group, Llc

735 State Street Suite 214, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-15
CA RA APPROVED 2018-06-13
  • TX RA
    APPROVED
    Since 2018-06-15
  • CA RA
    APPROVED
    Since 2018-06-13

Branch Locations

735 State Street Suite 214, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tremblay Financial Santa Barbara CA 01/2009 06/2018
Curtis Advisory Group, Llc Santa Barbara CA 06/2018 Present
Centaurus Financial, Inc Santa Barbara CA 08/2011 06/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-02
  • S66 Uniform Combined State Law Examination
    2011-08-02
Designations

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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