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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2017-03-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 07/2011 | 03/2017 |
| Morgan Stanley Smith Barney Llc | La Jolla | CA | 03/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2017 | Present |
(1) 315906 - La Mesa Rental; Investment Related; La Mesa, CA; Real Estate; Sole Proprietor / Owner; Start December 2015; During business hours: 0; After business hours: 2; Property Management. (2) 390947 - Investment Related; Agent / Personal Representative; Start January 2026; During business hours: 1; After business hours: 0; Accounting, Bookkeeping, Business Management, Check Signing, Funds Disbursements, Estate Administration, Investment Decisions and Advice. (3) 603247 - San Diego Cooperative Preschool; Not Investment Related; San Diego, CA; Education, Children / Youth; Board Member, Finance Committee, Treasurer; Start August 08/2024; During Business Hours: 0; After Business Hours: 2; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-02 |
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