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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-07 |
| CO | RA | APPROVED | 2022-07-13 |
Branch Locations
1960 28Th St, Boulder, CO 80301 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
3307 30Th St, Boulder, CO 80301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Haddon Township | NJ | 01/2009 | Present |
| Electec, Inc. | Mount Holly | NJ | 11/2006 | Present |
| Wells Fargo Advisors Llc | Lawrenceville | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lawrenceville | NJ | 11/2016 | Present |
MULREANEY PROPERTIES; NOT INVESTMENT RELATED; ARVADA,CO; 100% OWNERSHIP; START DATE 01/02/2018; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; MANAGE RENTAL UNITS. RENTAL PROPERTY; INVESTMENT RELATED; LAKEWOOD,CO; 100% OWNERSHIP; START DATE 01/01/2018; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; PROPERTY MANAGER. RENTAL PROPERTY; INVESTMENT RELATED; ARVADA,CO; 100% OWNERSHIP WITH SPOUSE; START DATE 01/02/2018; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; PROPERTY MANAGER. MULTI-UNIT RENTAL PROPERTY, INVT RELATED, LAKEWOOD, CO, 100% OWNERSHIP, START DATE 8/25/2022, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, MANAGE RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-25 |
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