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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-22 |
Branch Locations
3010 Westchester Ave Ste 200, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 06/2014 | 05/2025 |
| Lpl Financial | Purchase | NY | 05/2025 | Present |
1. Start Date : 05/22/2025 - KM Capital - DBA for LPL Business (entity for LPL business) - Investment Related - Purchase, NY 10577 - 160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100 2. Start Date : 05/22/2025 - The Wolff Group - DBA for LPL Business (entity for LPL business) - Investment Related - Purchase, NY 10577 - 160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100 3. Start Date : 05/22/2025 - KM Capital Group, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - Purchase, NY 10577 - 160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-20 |
| S66 | Uniform Combined State Law Examination | 2006-09-21 |
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