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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-17
  • CO RA
    APPROVED
    Since 2022-06-17

Branch Locations

1881 9Th Street Suite 250, Boulder, CO 80302 • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Denver CO 04/2009 06/2022
City Of Thornton Thornton CO 03/2011 06/2022
Karen Nichol Denver CO 10/2012 08/2018
James Burnik Golden CO 01/2015 02/2017
Val Hein Golden CO 02/2017 06/2022
Casa Court Appointed Special Advocates Brighton CO 08/2013 08/2018
Lpl Financial Llc Denver CO 07/2021 06/2022
Raymond James & Associates, Inc. Boulder CO 06/2022 Present
City Of Thornton Thornton CO 04/2024 Present
City Of Thornton Hornton CO 06/2022 Present
  • 04/2009 → 06/2022
    Waddell & Reed
    Denver, CO
  • 03/2011 → 06/2022
    City Of Thornton
    Thornton, CO
  • 10/2012 → 08/2018
    Karen Nichol
    Denver, CO
  • 01/2015 → 02/2017
    James Burnik
    Golden, CO
  • 02/2017 → 06/2022
    Val Hein
    Golden, CO
  • 08/2013 → 08/2018
    Casa Court Appointed Special Advocates
    Brighton, CO
  • 07/2021 → 06/2022
    Denver, CO
  • 06/2022 → Present
    Boulder, CO
  • 04/2024 → Present
    City Of Thornton
    Thornton, CO
  • 06/2022 → Present
    City Of Thornton
    Hornton, CO
Previous Registrations
  • 2021-07-21 → 2022-06-02
    Highlands Ranch, CO
  • 2009-11-23 → 2021-07-21
    Waddell & Reed
    Golden, CO
    Denver, CO
    Las Vegas, NV
    Denver, CO
Other Businesses

(3)Name of Business: Time and Time Again Address: 9595 Nelson Rd, Longmont, CO, 80501, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/07/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Husband and I will have a booth at an antique show twice a year to try to sell his antique pocket watches that he buys/sells/repairs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-22
  • S66 Uniform Combined State Law Examination
    2009-11-22
Other Names
  • Kim Schell
  • Kim Dolloff

View on SEC IAPD

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