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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-06-17 |
Branch Locations
1881 9Th Street Suite 250, Boulder, CO 80302 • United States
Thornton, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed | Denver | CO | 04/2009 | 06/2022 |
| City Of Thornton | Thornton | CO | 03/2011 | 06/2022 |
| Karen Nichol | Denver | CO | 10/2012 | 08/2018 |
| James Burnik | Golden | CO | 01/2015 | 02/2017 |
| Val Hein | Golden | CO | 02/2017 | 06/2022 |
| Casa Court Appointed Special Advocates | Brighton | CO | 08/2013 | 08/2018 |
| Lpl Financial Llc | Denver | CO | 07/2021 | 06/2022 |
| Raymond James & Associates, Inc. | Boulder | CO | 06/2022 | Present |
| City Of Thornton | Thornton | CO | 04/2024 | Present |
| City Of Thornton | Hornton | CO | 06/2022 | Present |
(3)Name of Business: Time and Time Again Address: 9595 Nelson Rd, Longmont, CO, 80501, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/07/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Husband and I will have a booth at an antique show twice a year to try to sell his antique pocket watches that he buys/sells/repairs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-22 |
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