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Current Employers
Safeguard Investment Advisory Group, Llc

4160 Temescal Canyon Road Suite 307, Corona, CA 92883 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-27
  • CA RA
    APPROVED
    Since 2016-09-27

Branch Locations

116 1/2 East Sola Street, Santa Barbara, CA 93101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cep Insurance Services, Inc. Goleta CA 12/2007 Present
Cep Investment Advisory Group, Inc. Santa Barbara CA 12/2008 Present
  • 12/2007 → Present
    Cep Insurance Services, Inc.
    Goleta, CA
  • 12/2008 → Present
    Cep Investment Advisory Group, Inc.
    Santa Barbara, CA
Previous Registrations
  • 2009-02-19 → 2019-10-07
    Cep Investment Advisory Group, Inc.
    Santa Barbara, CA
Other Businesses

ANDREW ANABLE IS THE PRESIDENT OF CEP INSURANCE SERVICES, INC. WHICH HE FOUNDED ON 12/20/2007. MR. ANABLE SPENDS APPROXIMATELY 50% OF HIS TIME DURING A WORK DAY OPERATING AND/OR SELLING VARIOUS INSURANCE PRODUCTS FOR THIS COMPANY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-10
  • S65 Uniform Investment Adviser Law Examination
    2008-12-10

View on SEC IAPD

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