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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-14 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Scranton, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services, Llc. | Scranton | PA | 12/2008 | 03/2020 |
| Prudential Insurance Company Of America | Scranton | PA | 12/2008 | 03/2020 |
| Prudential Customer Solutions Llc | Scranton | PA | 09/2019 | 03/2020 |
| Voya | Scranton | PA | 03/2020 | 09/2021 |
| Voya Financial Partners, Llc | Scranton | PA | 04/2020 | 09/2021 |
| Armanino | Scranton | PA | 10/2021 | 01/2023 |
| American United Life | Scranton | PA | 01/2023 | 01/2025 |
| Oneamerica Securities | Scranton | PA | 02/2023 | 01/2025 |
| Voya Financial Partners, Llc | Scranton | PA | 01/2025 | 03/2025 |
| Voya | Scranton | PA | 01/2025 | 03/2025 |
| Principal Life Insurance Co | Scranton | PA | 02/2025 | Present |
| Principal Securities Inc | Scranton | PA | 03/2025 | Present |
PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/17/2025 ADDRESS: 105 Mary ln, Scranton PA 18505, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/ manage Principal Retirement plan account relationships across both the insurance/broker dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-03 |
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