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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-02-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Louisville | KY | 04/2011 | 09/2016 |
| Pnc Investments, Llc | Louisville | KY | 09/2016 | 01/2019 |
| Fifth Third Bank | Louisville | KY | 01/2019 | Present |
| Fifth Third Securities | Louisville | KY | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-24 |
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