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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-19
  • NY RA
    APPROVED
    Since 2021-10-19

Branch Locations

75 N Broadway, Tarrytown, NY 10591 • United States

270 Martine Ave, White Plains, NY 10601 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Niagara Tarrytown NY 01/2015 09/2016
Keybank White Plains NY 09/2016 12/2023
Key Investment Services Llc Poughkeepsie NY 10/2018 12/2023
Key Investment Services Llc Brooklyn OH 12/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
S63 Uniform Securities Agent State Law Examination 2019-04-03
  • S66 Uniform Combined State Law Examination
    2021-10-15
  • S63 Uniform Securities Agent State Law Examination
    2019-04-03

View on SEC IAPD

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