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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-01 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
3221 Collinsworth Street, Fort Worth, TX 76107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Securities, Inc. / Kestra | Fort Worth | TX | 11/2008 | Present |
| Gus Bates, A Division Of Hub International | Fort Worth | TX | 09/2020 | Present |
| Gus Bates Insurance & Investments | Fort Worth | TX | 10/2008 | 06/2020 |
| Lpl Financial, Llc | Fort Worth | TX | 02/2021 | Present |
| Global Retirement Partners, Llc | Fort Worth | TX | 06/2021 | Present |
1) 10/2020 - ACCOMMODATION BROKER/DEALER - HUB INTERNATIONAL INVESTMENTS SERVICES - Investment Related - Fort Worth, TX 76107 2) 7/2020 - Outside/W-2 Employment - HUB INTERNATIONAL - Investment Related - 100% - Fort Worth, TX 76107 3) 3/8/2021 - HUB Retirement & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/19/2021 - 160 Hours Per Month During Securities Trading. 4) 6/15/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 2/15/2020 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 2/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 6/15/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 6) 8/4/2021 - HUB International Texas, Inc. - DBA: HUB International Texas - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2021 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-15 |
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