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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

1000 4Th Street, San Rafael, CA 94901-3122 • United States

Sonoma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Leandro CA 07/2003 04/2023
Wells Fargo Advisors, Llc San Leandro CA 04/2010 11/2016
Wells Fargo Clearing Services, Llc San Leandro CA 11/2016 04/2023
Fidelity Investments Larkspur CA 09/2023 Present
Unemployed Sonoma CA 04/2023 09/2023
Fidelity Investments Boston MA 03/2025 Present
  • 07/2003 → 04/2023
    Wells Fargo Bank, N.A.
    San Leandro, CA
  • 04/2010 → 11/2016
    Wells Fargo Advisors, Llc
    San Leandro, CA
  • 11/2016 → 04/2023
    San Leandro, CA
  • 09/2023 → Present
    Fidelity Investments
    Larkspur, CA
  • 04/2023 → 09/2023
    Unemployed
    Sonoma, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-11-01 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Larkspur, CA
  • 2010-04-23 → 2023-04-19
    Santa Rosa, CA
    San Leandro, CA
    Santa Rosa, CA
    Santa Rosa, CA
    Corte Madera, CA
    Minneapolis, MN
    Santa Rosa, CA
    San Rafael, CA
    Santa Rosa, CA
    Petaluma, CA
    Tarpon Springs, FL
  • 2009-03-19 → 2010-04-26
    Wells Fargo Investments, Llc
    Santa Rosa, CA
Other Businesses

OBA-102269|OrgNmn:Bryce Investments LLC|Org Addr:Richmond,Virginia,US|OBA Nature:Residential Rental Property|Invst Rel:Y|Title:member|Duties:llc member general overseeing of property management|StrtDt:10-01-13|TotHrs/mon:1|TrdHrs/mon:0|OBA-102281|OrgNmn:Shannon Investments LLC|Org Addr:Richmond,Virginia,US|OBA Nature:Residential Rental|Invst Rel:Y|Title:Member|Duties:Member overseeing property management|StrtDt:10-19-15|TotHrs/mon:1|TrdHrs/mon:0|OBA-102334|OrgNmn:East Seneca LLC|Org Addr:Vernon,New York,US|OBA Nature:Multifamily Residential Rental|Invst Rel:Y|Title:Member|Duties:Member Overseeing Property Management|StrtDt:05-10-23|TotHrs/mon:1|TrdHrs/mon:0|OBA-102331|OrgNmn:Upperbury LLC|Org Addr:Midlothian,Virginia,US|OBA Nature:Redidential Rental|Invst Rel:Y|Title:Member|Duties:Member overseeing property management|StrtDt:10-09-17|TotHrs/mon:1|TrdHrs/mon:0|OBA-102283|OrgNmn:Rabbit Foot LLC|Org Addr:North Ches,Virginia,US|OBA Nature:Residential Rental|Invst Rel:Y|Title:member|Duties:Member overseeing property management|StrtDt:02-15-23|TotHrs/mon:1|TrdHrs/mon:0|OBA-102330|OrgNmn:Tillers Ridge LLC|Org Addr:North Ches,Virginia,US|OBA Nature:Residential Rental|Invst Rel:Y|Title:Member|Duties:Member overseeing property management|StrtDt:02-24-17|TotHrs/mon:1|TrdHrs/mon:0|OBA-102332|OrgNmn:Sutters Mill LLC|Org Addr:Midlothian,Virginia,US|OBA Nature:Residential Rental|Invst Rel:Y|Title:Member|Duties:Member overseeing property management|StrtDt:09-01-17|TotHrs/mon:1|TrdHrs/mon:0|OBA-102271|OrgNmn:Bryce Investments 2 LLC|Org Addr:Midlothian,Virginia,US|OBA Nature:Residential Rental Property|Invst Rel:Y|Title:Member|Duties:Member general oversight of property management|StrtDt:05-05-14|TotHrs/mon:1|TrdHrs/mon:0|OBA-102333|OrgNmn:Mclockgate|Org Addr:Midlothian,Virginia,US|OBA Nature:Residential Rental|Invst Rel:Y|Title:Member|Duties:Member overseeing property management|StrtDt:10-26-18|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-18
  • S66 Uniform Combined State Law Examination
    2009-03-18

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