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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

11922 Brookhurst Street, Garden Grove, CA 92840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Garden Grove CA 05/2009 Present
Jp Morgan Chase Bank, N.A. Garden Grove CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Santa Ana, CA
    Westminster, CA
    Costa Mesa, CA
    Garden Grove, CA
  • 2009-01-27 → 2009-05-02
    Wamu Investments, Inc.
    Santa Ana, CA
    Seal Beach, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/1/2018 ADDRESS: 6592 BUENA PARK, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/21/2016 ADDRESS: 1312 Anaheim CA 92802 DETAILS: 1312 ANAHEIM, CA. Its a second home where mom and some family lives. HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2017 ADDRESS: 42315 Big Bear Lake CA 92315 DETAILS: 42315 BIG BEAR LAKE, CA. IT A VACATION CABIN IN BIG BEAR. HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-26
  • S66 Uniform Combined State Law Examination
    2009-01-26

View on SEC IAPD

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