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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-10 |
| KY | RA | APPROVED | 2018-04-02 |
Branch Locations
3901 7Th Street Rd, Louisville, KY 40216 • United States
1224 S. Shelby, Louisville, KY 40203 • United States
10419 Watterson Trail, Jeffersontown, KY 40299 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Louisville | KY | 10/2008 | Present |
| J.P. Morgan Securities Llc | Louisville | KY | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-13 |
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