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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Boulder | CO | 09/2008 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Denver | CO | 01/2009 | Present |
| Growing Gardens | Boulder | CO | 06/2014 | 07/2018 |
| Cooke Inc | Boulder | CO | 01/2014 | 04/2018 |
| Bni | Boulder | CO | 11/2015 | 08/2017 |
| Confluence Inc | Denver | CO | 08/2018 | Present |
| Lpl Financial Llc | Boulder | CO | 07/2021 | Present |
1-12/2007 / Confluence Incorporated / Business Entity For Tax/Investment Purposes Only / 40 HR MNTH / Non Investment Related / Denver, CO 2- 08/2018 / Confluence Incorporated / DBA for LPL Business (entity for LPL business) / Flagstaff Wealth Management / Investment Related / Denver, CO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-29 |
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