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Nicholas Raymond Roy

Somnio Financial Group, LLC

Glastonbury, CT

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Current Employers
Somnio Financial Group, Llc

140 Glastonbury Blvd Suite 450, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-04-24
  • CT RA
    APPROVED
    Since 2015-04-24

Branch Locations

140 Glastonbury Blvd Suite 450, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Somnio Financial Group, Llc Glastonbury CT 03/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-14
  • S66 Uniform Combined State Law Examination
    2006-04-14
Designations

View on SEC IAPD

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