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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-27 |
Branch Locations
44 South Broadway Suite 1801, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | New York | NY | 09/2008 | 02/2017 |
| New York Life Insurance Company | New York | NY | 10/2008 | 02/2017 |
| New York Life Insurance Company | Windsor | CT | 02/2017 | Present |
| Nylife Securities Llc | Windsor | CT | 02/2017 | Present |
| Eagle Strategies Llc | Windsor | CT | 09/2017 | Present |
[Kingston Property LLC; Rental Property; 30 Black Creek Rd, Highland NY 12528; Start Date 01/2021; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-15 |
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