James A Salerno

Current Employers

Employment History

• 07/2016 → 09/2020
  Mml Investors Services, Llc
  Elmsford, NY
• 07/2016 → 09/2020
  Massachusetts Mutual Life Insurance Company
  Elmsford, NY
• 09/2020 → Present
  Lpl Financial Llc
  Melville, NY
• 12/2023 → Present
  Trivium Point Advisory Llc
  Melville, NY

Previous Registrations

• 2017-03-25 → 2020-10-01
  Mml Investors Services, Llc
  Elmsford, NY
• 2009-02-20 → 2017-03-25
  Msi Financial Services, Inc.
  Shelton, CT
  White Plains, NY
  Elmsford, NY

Other Businesses

1) 9/2020 - Tax Prep/Accounting/CPA - Trivium Point Accounting - Investment Related - Tarrytown, NY 10591 2) 9/2020 - DBA for LPL Business (entity for LPL business) - Trivium Point Advisory - Investment Related - Tarrytown, NY 10591 3) 9/2020 - DBA for LPL Business (entity for LPL business) - Trivium Point Consulting - Investment Related - Tarrytown, NY 10591 4) 09/24/2020 - James Salerno - Real Estate Rental - Huntington Station, NY 11746-3423 - Investment Related - Started 9/2001 5) 09/24/2020 - Non-Variable Insurance - Aljay Insurance Brokerage, LTD. - Investment Related - 6268 Jericho Turnpike #5Commack, NY 11725 - Started 1/2016 6) 1/25/2021 - Affordable Financial Services - Not Investment Related - One, Huntington Quadrangle Suite 1N09, Melville, NY 11747 - Mortgage/Real Estate Services - Started 01/06/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Providing mortgage brokerage services. 7) 03/12/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/15/2023 - 173 Hrs/Mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 06/05/2024 - Trivium Point Insurance Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 20 Hours Per Month/ 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-02-12
• S63 Uniform Securities Agent State Law Examination
  2008-11-13

Designations

Other Names

• James Salerno