Carley Peraza

Current Employers

Employment History

• 07/2015 → 05/2023
  Ameriprise Financial Services, Inc.
  San Diego, CA
• 05/2023 → Present
  Lpl Financial Llc
  Lakeside, CA
• 05/2023 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2016-04-26 → 2023-05-04
  Ameriprise Financial Services, Llc
  San Diego, CA

Other Businesses

1) 04/2023 - Heffernan Financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - at reported business location(s) 2) 05/19/2023 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 04/28/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 05/19/2023 - Heffernan Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date 04/28/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-26
• S63 Uniform Securities Agent State Law Examination
  2008-10-08

Other Names

• Carley R Moore
• Carley Moore
• Carley Rena Moore