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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-25 |
| NJ | RA | APPROVED | 2021-02-24 |
| TX | RA | APPROVED | 2021-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Staten Island | NY | 04/2015 | 02/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Staten Island | NY | 04/2015 | 02/2021 |
| Jp Morgan Chase Bank, N.A. | Staten Island | NY | 02/2021 | Present |
| Jp Morgan Securities, Llc | Staten Island | NY | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-02 |
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