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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-10 |
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Valencia | CA | 10/2013 | 12/2019 |
| Bank Of America, N.A. | Valencia | CA | 12/2013 | 12/2019 |
| Lpl Financial Llc | Burbank | CA | 01/2020 | Present |
| Logix Fcu | Burbank | CA | 01/2020 | Present |
1)1/10/2020- LOGIX Financial Services - DBA for LPL Business (entity for LPL business)- Inv. Related- at reportable business location(s)- 100% 2)1/10/2020- Baja Damina LLC, DBA Ricky's Fish Tacos- Business Owner - co-owner for a food Truck - San Fernando, CA - 8hrs/mth- 5% 3) 6/26/2020 - Logix Federal Credit Union - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/14/2020 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-05 |
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