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25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-06 |
Branch Locations
25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Pasadena | CA | 10/2014 | 01/2023 |
| Oneamerica Securities | Pasadena | CA | 12/2014 | 01/2023 |
| Cetera Advisors | St Cloud | MN | 01/2023 | 12/2023 |
| The Strategy Partners, Inc | Valencia | CA | 01/2023 | 12/2023 |
| Fwdthink Insurance & Alt Solutions | Los Angeles | CA | 01/2024 | Present |
| Prosperitas Financial, Llc | Valencia | CA | 08/2024 | Present |
1 NAME OF OTHER BUSINESS: FWDTHINK INSURANCE & ALT SOLUTIONS INVESTMENT RELATED: YES, ADDRESS: 28338 Constellation Rd, Valencia, CA NATURE OF BUSINESS: FIXED INSURANCE, POSTION: CEO & AGENT START DATE: 01/2024, APX NUMBER OF HOURS A MONTH: 80, APX NUMBER OF HOURS DURING TRADING HOURS: 4, BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE PRODUCTS 7 LIFE SETTLEMENTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-25 |
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