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25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-06 |
Branch Locations
25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brea | CA | 02/2015 | 08/2024 |
| Kinecta Financial & Insurance Services, Llc | Brea | CA | 02/2015 | 08/2024 |
| Prosperitas Financial, Llc | Valencia | CA | 08/2024 | Present |
(1) 02/23/2015: Kinecta Financial & Insurance Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/12/2016: Colonial Life and Accident - Non-Variable Insurance - Trails Only - Investment Related - No Business Location - Started 01/01/1995 - 1 Hr/Mo; 1 Hour During Securities Trading - Trails Only (3) 7/16/2018 - Kinecta Financial & Insurance Services - DBA: Kinecta Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2018 - 160 Hours Per Month/6 Hours During Securities Trading. (4) 06/29/2022 - My-401k - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading. (5) 2/14/2023 - Adler Weiner Research - Not Investment Related - One Time Research study - Research participant - Start Date - 01/04/2023 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-25 |
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