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Howard Martinez

Prosperitas Financial, LLC

Valencia, CA

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Current Employers
Prosperitas Financial, Llc

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-06
  • CA RA
    APPROVED
    Since 2024-08-06

Branch Locations

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Brea CA 02/2015 08/2024
Kinecta Financial & Insurance Services, Llc Brea CA 02/2015 08/2024
Prosperitas Financial, Llc Valencia CA 08/2024 Present
Previous Registrations
  • 2015-02-24 → 2024-08-15
    Brea, CA
  • 2009-06-01 → 2015-02-24
    Brea, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Brea, CA
  • 2006-04-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Brea, CA
Other Businesses

(1) 02/23/2015: Kinecta Financial & Insurance Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/12/2016: Colonial Life and Accident - Non-Variable Insurance - Trails Only - Investment Related - No Business Location - Started 01/01/1995 - 1 Hr/Mo; 1 Hour During Securities Trading - Trails Only (3) 7/16/2018 - Kinecta Financial & Insurance Services - DBA: Kinecta Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2018 - 160 Hours Per Month/6 Hours During Securities Trading. (4) 06/29/2022 - My-401k - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading. (5) 2/14/2023 - Adler Weiner Research - Not Investment Related - One Time Research study - Research participant - Start Date - 01/04/2023 - 2 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-25
  • S66 Uniform Combined State Law Examination
    2006-04-25

View on SEC IAPD

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