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25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-15 |
Branch Locations
Northridge, CA • United States
25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown Investment Management | Calabasas | CA | 01/2015 | Present |
| Prosperitas Financial, Llc | Valencia | CA | 09/2022 | Present |
THE INVESTOR CARD LLC YES THE BUSINESS IS INVESTMENT RELATED. OWNER AND CEO-NO COMMISSIONS RECEIVED, FINANCIAL AND TECHNOLOGY START UP.Spend 2-10 hours a month working on this business. Start date 8/26/2012. Licensed Insurance Agent; investment related: Yes; 17551 Stagg Street, Northridge, CA 91325; Life and Health Insurance. There is no company name. I am simply running my insurance business as a 1099. I use Broker's Alliance as my insurance broker. This is commission based.; Insurance Agent; Sell life insurance and annuity products.; 2019-05-01; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 01; Percentage of total yearly compensation expected to be derived from the business: 5.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
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