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Christopher Matthew Ingram

Prosperitas Financial, LLC

Valencia, CA

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Current Employers
Prosperitas Financial, Llc

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-31
  • CA RA
    APPROVED
    Since 2021-08-31

Branch Locations

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Valenica CA 12/2007 Present
Prosperitas Financial, Llc Valencia CA 08/2021 Present
Previous Registrations
  • 2007-12-05 → 2022-04-25
    Next Financial Group, Inc.
    Valencia, CA
  • 2007-04-11 → 2007-12-04
    Valencia, CA
  • 2003-08-29 → 2007-03-22
    Woodbury Financial Services, Inc.
    Santa Clarita, CA
    Santa Clarica, CA
    Santa Clarita, CA
  • 2000-04-11 → 2003-07-30
    Morgan Stanley Dw Inc.
    Valencia, CA
Other Businesses

1) CHRISTOPHER INGRAM POSITION: Agent NATURE: INSURANCE - Fixed Annuities; Life/Health; Long-Term Care; Disability INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 05/20/1999 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Sell fixed insurance products 2) INGRAM FINANCIAL SOLUTIONS POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 140 START DATE: 05/29/2015 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Investment Advisor and manager of all aspects of business 3) PROSPERITAS POSITION: LLC Member NATURE: Tax Planning - We are planning on partnering up with an accounting firm to provide tax planning services to our clients. The plan is to purchase the accounting firm from the retiring CPA. We are planning to hire a CPA to train under the senior accountant and eventually run the firm for us in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Owner and Business Manager 4) CHRISTOPHER INGRAM POSITION: Agent NATURE: Mortgage Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Educating and discussing mortgage options for purchases and refinancing. Transaction and servicing will be handled by the team at Southern Oaks Mortgage, Inc. 5) PROSPERITAS FINANCIAL, LLC.: Owner NATURE: Independent Registered Investment Adviser I-RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 130 START DATE: 08/30/2021 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355, United States DESCRIPTION: Advisory services as an Investment Advisory Representative through Prosperitas Financial, LLC. 6) EPN Sponsored Athlete. POSITION: Sponsored Athlete NATURE: Supplement Promotion INVESTMENT RELATED: No NUMBER OF HOURS: 10 hours a week SECURITIES TRADING HOURS: 0 START DATE: 11/2022 ADDRESS: 24973 GREENSBRIER DR, STEVENSON RANCH, California 91381 DESCRIPTION: I am responsible for the promotion and sale of vitamin and supplement products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-12
S63 Uniform Securities Agent State Law Examination 1999-02-09
  • S65 Uniform Investment Adviser Law Examination
    1999-02-12
  • S63 Uniform Securities Agent State Law Examination
    1999-02-09

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