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25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-31 |
Branch Locations
25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Valenica | CA | 12/2007 | Present |
| Prosperitas Financial, Llc | Valencia | CA | 08/2021 | Present |
1) CHRISTOPHER INGRAM POSITION: Agent NATURE: INSURANCE - Fixed Annuities; Life/Health; Long-Term Care; Disability INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 05/20/1999 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Sell fixed insurance products 2) INGRAM FINANCIAL SOLUTIONS POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 140 START DATE: 05/29/2015 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Investment Advisor and manager of all aspects of business 3) PROSPERITAS POSITION: LLC Member NATURE: Tax Planning - We are planning on partnering up with an accounting firm to provide tax planning services to our clients. The plan is to purchase the accounting firm from the retiring CPA. We are planning to hire a CPA to train under the senior accountant and eventually run the firm for us in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Owner and Business Manager 4) CHRISTOPHER INGRAM POSITION: Agent NATURE: Mortgage Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Educating and discussing mortgage options for purchases and refinancing. Transaction and servicing will be handled by the team at Southern Oaks Mortgage, Inc. 5) PROSPERITAS FINANCIAL, LLC.: Owner NATURE: Independent Registered Investment Adviser I-RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 130 START DATE: 08/30/2021 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355, United States DESCRIPTION: Advisory services as an Investment Advisory Representative through Prosperitas Financial, LLC. 6) EPN Sponsored Athlete. POSITION: Sponsored Athlete NATURE: Supplement Promotion INVESTMENT RELATED: No NUMBER OF HOURS: 10 hours a week SECURITIES TRADING HOURS: 0 START DATE: 11/2022 ADDRESS: 24973 GREENSBRIER DR, STEVENSON RANCH, California 91381 DESCRIPTION: I am responsible for the promotion and sale of vitamin and supplement products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-09 |
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