Frederic Matthew Wachtel

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Westlake Village, CA
• 11/2016 → 07/2020
  Wells Fargo Clearing Services, Llc
  Westlake Village, CA
• 07/2020 → Present
  Next Financial Group, Inc.
  Valencia, CA
• 08/2021 → Present
  Prosperitas Financial, Llc
  Valencia, CA

Previous Registrations

• 2020-07-20 → 2022-04-25
  Next Financial Group, Inc.
  Valencia, CA
• 2016-08-26 → 2020-07-21
  Wells Fargo Clearing Services, Llc
  Santa Clarita, CA
  Westlake Village, CA
  Santa Clarita, CA
  Newhall, CA
  Stevenson Ranch, CA
  Valencia, CA
• 2009-06-01 → 2016-09-02
  Morgan Stanley
  Valencia, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Valencia, CA
• 2005-09-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Valencia, CA
  Valencia, CA

Other Businesses

1) FRED WACHTEL INSURANCE AGENT POSITION: Financial Advisor NATURE: Insurance and annuity sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/28/2020 ADDRESS: 25060 Ave Stanford Suite 100, Valencia CA 91355, United States DESCRIPTION: Provide financial advice to clients 2) INFINITY WEALTH MANAGEMENT, LLC POSITION: Registered Representative/Investment Advisor NATURE: Doing Business As ("DBA") INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/17/2020 ADDRESS: 23734 VALENCIA BLVD, SUITE 301, Valencia CA 91355, United States DESCRIPTION: Registered Representative/Investment Advisor 3) PROSPERITAS FINANCIAL POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/28/2020 ADDRESS: 25060 Ave Stanford Suite 100, Valencia CA 91355, United States DESCRIPTION: Providing financial advice to clients. 4) PROSPERITAS FINANCIAL, LLC.: INVESTMENT ADVISOR REPRENTATIVE NATURE: Independent Registered Investment Adviser I-RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/30/2021 ADDRESS: 25060 AVENUE STANFORD, SUITE 100, VALENCIA, CA 91355, United States DESCRIPTION: Advisory services as an Investment Advisory Representative through Prosperitas Financial, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-01

Other Names

• Fred Wachtel
• Fred Matthew Wachtel
• Frederic Matthew Wachtel