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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| NJ | RA | APPROVED | 2021-11-24 |
| NY | RA | APPROVED | 2021-11-23 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Whitestone, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2009 | 11/2021 |
| Lpl Financial, Llc | Whitestone | NY | 11/2021 | Present |
| Hub International | Whitestone | NY | 11/2021 | Present |
| Hub International Investment Services | Austin | TX | 06/2026 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2021 | Present |
1) 11/23/2021 - Outside/W-2 Employment - Hub International - Investment Related - 90% - Whitestone, NY 11357 - start date: 12/1/2021 2) 11/23/2021 - Non-Variable Insurance - Hub International - Investment Related - 90% - Whitestone, NY 11357 - Start date: 12/1/2021 3) 11/23/2021 - DBA for LPL Business (entity for LPL business) - GRP Financial - Investment Related - Whitestone, NY 11357 4) 11/23/2021 - Accommodation Broker/Dealer - Hub International Investment Services Inc. -Investment Related - Whitestone, NY 11357 - Start date: 12/1/2021 5) 11/23/2021 - DBA for LPL Business (entity for LPL business) - HUB Retirement and Wealth Management - Investment Related - Whitestone, NY 11357 6) 08/13/2025 - HUB Retirement and Wealth Management - Registered Investment Advisor DBA - Inv Rel - At reported Business Location(s) - Start date: 12/1/2021 - 160hrs/mnth 7) 08/13/2025 - Global Retirement Partners - Registered Investment Advisor Hybrid - Inv Rel - At reported Business Location(s) - Start date: 11/23/2021 - 160hrs/mnth. I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 08/14/2025 - 40-27/29 235th street realty llc - Real Estate Rental - Quogue NY - Inv Rel - Start date: 09/06/2023 9) 08/14/2025 - AV GG LLC - Real Estate Rental - Unit 5 New York - Inv rel - Start date: 06/01/2025 - 5Hrs/mnth 10) 10/13/2025- JEM HOLDINGS GROUP INC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 06/12/2014 11) 10/13/2025- GG AV FUND LP- Real Estate Rental- INV Related- At New York NY- Start date 12/31/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-28 |
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