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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-08-14 |
| MI | RA | APPROVED | 2023-08-14 |
| CO | RA | APPROVED | 2023-08-10 |
| CA | RA | APPROVED | 2023-07-14 |
| NJ | RA | APPROVED | 2023-06-09 |
| WA | RA | APPROVED | 2023-06-09 |
| NE | RA | APPROVED | 2022-01-10 |
| TX | RA | APPROVED_RES | 2017-03-07 |
| NV | RA | APPROVED | 2009-12-10 |
Branch Locations
10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Las Vegas | NV | 06/2009 | Present |
1) KK Consulting LLC / 3080 Conservation Ct./ Las Vegas 89138/ United States/ Company / Health Care & Pharmaceuticals / "My wife started a consulting company. She is an independent contractor and has no employees. The work she performs is a legal nurse observer. When a person is injured and involved in a lawsuit the defense hires a doctor to meet with the plaintiff. She is hired by the plaintiff's attorney to observe the doctor's appointment and write a report. She formed the KK Consulting LLC for asset protection purposes as the owner of this business. My wife Kelly is the sole managing member. Our revocable trust ""Keller Family Trust"" is the 100% owner of the LLC. I have no role in the company. The company account is held at UBS and there are no other accounts for the business."/ I do not have a role in this company. / I do not have any duties or roles./ Investment in compnay?: 100% / Authority to make investment decisions?: Yes / Start Date 10/23/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-09 |
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