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Frank John Petrocelli

Mml Investors Services, LLC

Tarrytown, NY

Elmsford, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-10
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-01-10
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States

Elmsford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc New York NY 08/2015 03/2017
Mml Investors Services, Llc Tarrytown NY 03/2017 Present
Massmutual Life Insurance Tarrytown NY 07/2016 Present
  • 08/2015 → 03/2017
    Metlife Securities Inc
    New York, NY
  • 03/2017 → Present
    Mml Investors Services, Llc
    Tarrytown, NY
  • 07/2016 → Present
    Massmutual Life Insurance
    Tarrytown, NY
Previous Registrations
  • 2015-08-31 → 2017-03-25
    Msi Financial Services, Inc.
    New York, NY
  • 2011-09-16 → 2015-08-31
    Cetera Advisors Llc
    Jacksonville, FL
    Greenwood Village, CO
    White Plains, NY
  • 2008-10-06 → 2011-09-20
    Wells Fargo Clearing Services, Llc
    Purchase, NY
Other Businesses

Independent insurance agent - from business address - 20 sec hours 1 non sec hour - selling Fixed Annuities, Life/Accident/Health, Medicare Related Products - since 01/2012

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-03
  • S66 Uniform Combined State Law Examination
    2008-10-03
Other Names
  • Frank Petrocelli

View on SEC IAPD

Other Firms

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CITIZENS PRIVATE WEALTH
THE CAPITAL PRESERVE, INC.
MARTONE CAPITAL MANAGEMENT, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
DISCIPLINE WEALTH SOLUTIONS, INC.

Other Investors

THOMAS PALLOGUDIS
MARC A MIRABELLA
STEVEN SWISTAK
BRUCE P FOGWELL
James Henry Booth
DEBORAH S BECKER
Douglas Richard Strahle
Dylan Tuttle

Other Offices

PARK AVENUE SECURITIES LLC · TARRYTOWN, NY
FIFTH THIRD WEALTH ADVISORS LLC · Tarrytown, NY
BROWNSON, REHMUS & FOXWORTH, INC. · Tarrytown, NY
CITIZENS PRIVATE WEALTH · TARRYTOWN, NY
THE CAPITAL PRESERVE, INC. · TARRYTOWN, NY
MARTONE CAPITAL MANAGEMENT, INC. · TARRYTOWN, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Tarrytown, NY
DISCIPLINE WEALTH SOLUTIONS, INC. · TARRYTOWN, NY

More in Tarrytown, NY

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