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Adam Zain Justus Shah

Principal Securities, Inc.

Des Moines, IA

Saint Louis, MO

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-11-03
IA RA APPROVED 2023-05-23
  • MO RA
    APPROVED
    Since 2025-11-03
  • IA RA
    APPROVED
    Since 2023-05-23

Branch Locations

711 High St, Des Moines, IA 50392 • United States

5811 Five Oaks Parkway, Saint Louis, MO 63128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 09/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 05/2018
Wells Fargo Investment Institute Saint Louis MO 05/2018 09/2022
Principal Life Insurance Company Saint Louis MO 09/2022 Present
Principal Securities Inc Saint Louis MO 03/2023 Present
  • 09/2011 → 11/2016
    Wells Fargo Advisors Llc
    St. Louis, MO
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 05/2018 → 09/2022
    Wells Fargo Investment Institute
    Saint Louis, MO
  • 09/2022 → Present
    Principal Life Insurance Company
    Saint Louis, MO
  • 03/2023 → Present
    Principal Securities Inc
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-30
  • S66 Uniform Combined State Law Examination
    2009-01-30
Designations
Other Names
  • Adam Zain Justus Shah
  • Adam Shah

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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