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Current Employers
Uwharrie Investment Advisors, Inc.

132 North First Street, Albemarle, NC 28001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-11-16
  • NC RA
    APPROVED
    Since 2012-11-16

Branch Locations

132 North First Street, Albemarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anson County Parks And Recreation Wadesboro NC 05/2008 Present
Private Client Services Llc Louisville KY 11/2012 Present
Private Client Services Llc Louisville KY 11/2012 Present
  • 05/2008 → Present
    Anson County Parks And Recreation
    Wadesboro, NC
  • 11/2012 → Present
    Private Client Services Llc
    Louisville, KY
  • 11/2012 → Present
    Private Client Services Llc
    Louisville, KY
Previous Registrations
  • 2010-04-08 → 2012-11-07
    New England Securities
    Charlotte, NC
Other Businesses

1) UWHARRIE INVESTMENT ADVISERS, 132 N FIRST ST, ALBEMARLE, NC 28001. SECURITIES-RELATED; INVESTMENT ADVISER REPRESENTATIVE. 100 HRS/MONTH DURING TRADING HOURS. 2)STRATEGIC INVESTMENT ADVISERS/UWHARRIE BANK LOAN REFERRALS, REFERRING SIA CLIENTS TO UWHARRIE BANK FOR LOAN NEEDS, 167 N 2ND ST, ALBEMARLE, NC 28001. NON-INVESTMENT RELATED, 5 HRS PER MONTH, NONE DURING TRADING HRS. ESTIMATED ANNUAL EARNINGS WILL BE VARIABLE (20 BASIS POINTS ON OUTSTANDING LOAN BALANCE PAID QUARTERLY). 3) SALE OF NON-INVESTMENT RELATED INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS. 4) The Cason Group. Charlotte, North Carolina. Financial Service division for life insurance, health and long-term care insurance. Will be doing some insurance business through The Cason Group on life, long-term care and possibly health for small business. 3 hours/mo; 3 during trading hours. 5) South Piedmont Community College. 680 US Polkton, NC 28135. Non Profit Foundation. Foundation Board Member. 2 hrs/mo; 2 during trading hrs. 6) Uwharrie Bank. 167 N Second Street, Albemarle, NC. Uwharrie Bank. Executive Vice President and Market Executive for Anson County. More presence in a public relations and business development role. Will continue to focus on wealth management business development. 20 hrs/mo; 20 during trading hrs. 7) Xtra Innings, LLC. 2543 West Blvd, Chesterfield, SC 29709. Baseball & softball practice facility. 25% owner/investor i the partnership. Help recruit new members. 25 hrs/mo; 0 during trading hrs. 8) Three Brothers Holdings. This company looks for investment opportunities in real estate and small business investment, 1/3 owner. 10 hrs/mo; 0 during trading hrs. 9) John P. Murray Community Care Clinic Board Member. 303 Yadkin Street, Suite C, Albemarle, NC 28001. The John P. Murray Community care clinic provides medical care, and medications to low income, uninsured adults. Board member. 1 hr/mo; 1 during trading hrs. Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-30
S63 Uniform Securities Agent State Law Examination 2008-10-03
  • S65 Uniform Investment Adviser Law Examination
    2010-03-30
  • S63 Uniform Securities Agent State Law Examination
    2008-10-03
Designations
Other Names
  • Kyle Eudy

View on SEC IAPD

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