Joseph James Conzelman

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial, Llc
  Houston, TX
• 04/2015 → 02/2019
  Peak Financial Group, Llc
  Houston, TX
• 03/2019 → Present
  Hub International
  Houston, TX
• 03/2019 → Present
  Hub International Investment Advisory Services Inc.
  Houston, TX
• 03/2019 → Present
  Hub International Investment Services, Inc.
  Houston, TX
• 01/2021 → Present
  Global Retirement Partners, Llc
  Houston, TX

Previous Registrations

• 2019-03-22 → 2022-03-31
  Hub International Investment Advisory Services Inc.
  Houston, TX
  Concord, CA
• 2012-07-27 → 2015-03-10
  Independent Financial Partners
  Houston, TX
• 2010-11-24 → 2012-05-25
  Osaic Services, Inc.
  Sugar Land, TX

Other Businesses

1. 9/11/19- HUB International Investment Advisory Services Inc- Inv Rel- At Rep Bus Loc(s)- Registered Investment Advisor- Start 3/1/19- 20 Hrs a Mth/ During Trading- I provide financial planning and consulting services through HUB International Investment Advisory Services Inc.,an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV... 2. 5/7/20- HUB International Investment Services, Inc.- Inv Rel- At Rep Bus Loc(s)- Other-Accommodation Broker/Dealer- Started 3/3/20 - 0 Hrs a Mth 3. 5/11/20- Peak Financial Group, a division of HUB International- Inv Rel- At Rep Bus Loc(s)- DBA for LPL Business (entity for LPL business)- Start 3/1/19. 4. 12/31/20- HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month During Securities Trading. 5. 12/31/20- HUB International: HUB Retirement and Wealth Management- Inv Rel- At Rep Bus Loc(s)- DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021- 160 Hrs a Month During Trading. 6. 02/16/2024 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Vice President/Retirement Plan Advisor - Started 03/01/2019 - 140 Hours Per Month During Securities Trading. 7. 12/11/2024 - Global Retirement Partners, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 hours per month/ during trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV... 8.12/11/2024 - HUB International Investment Ad - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/01/2019 - 20 hours per month/ during trading - I provide financial planning and consulting services through HUB Int'l Investment Advisory Svcs, an independent investment advisor firm.  I started this business activity in 1/21. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV... 9. 01/17/2025- Real Estate Rental- INV Related- Home Based- Start date 12/12/2022- 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-11-18
• S63 Uniform Securities Agent State Law Examination
  2010-08-24