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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-22
NV RA APPROVED 2024-07-22
TX RA APPROVED 2024-07-22
  • CO RA
    APPROVED
    Since 2024-07-22
  • NV RA
    APPROVED
    Since 2024-07-22
  • TX RA
    APPROVED
    Since 2024-07-22

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Denver CO 07/2014 11/2016
Lpl Financial, Llc Greenwood Village CO 11/2016 07/2024
Morgan Stanley Smith Barney Llc Denver CO 07/2024 Present
  • 07/2014 → 11/2016
    Key Investment Services
    Denver, CO
  • 11/2016 → 07/2024
    Greenwood Village, CO
  • 07/2024 → Present
    Morgan Stanley Smith Barney Llc
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-22
S63 Uniform Securities Agent State Law Examination 2010-01-30
  • S66 Uniform Combined State Law Examination
    2015-01-22
  • S63 Uniform Securities Agent State Law Examination
    2010-01-30

View on SEC IAPD

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