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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-02-03 |
| TX | RA | APPROVED | 2023-01-20 |
Branch Locations
1980 Festival Plaza Dr. Suite #800 Floor 08, Las Vegas, NV 89135 • United States
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Scottsdale | AZ | 10/2015 | 10/2020 |
| Jpmorgan Securities Llc | Scottsdale | AZ | 09/2015 | 10/2020 |
| Jpmorgan Chase Bank, N.A. | Las Vegas | NV | 09/2020 | Present |
| J.P. Morgan Securities Llc | Las Vegas | NV | 09/2020 | Present |
Entity Name: Three Square Food Bank Investment related: No Address: 4190 N Pecos Rd, Las Vegas, NV 89115 https://www.threesquare.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 11/21/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Three Square's mission is to provide wholesome food to hungry people, while passionately pursuing a hunger-free community. I serve on the finance and investment committee. I was asked to serve as the board Treasurer, I would lead the finance/investment committee. I will not manage any funds nor have check-writing capabilities. I was voted to be the Vice Chair of the board. Entity Name: ECIS Ventures 1, LLC Investment related: N Address: Metairie, LA 70002 Nature of the other business: Real Estate Position/Title/Relationship: Owner/ Partner Start Date: 03/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: ECIS Ventures 1, LLC is the entity in which I will hold a single family rental property I am buying in Louisiana.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-17 |
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