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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-02-03
TX RA APPROVED 2023-01-20
  • NV RA
    APPROVED
    Since 2023-02-03
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

1980 Festival Plaza Dr. Suite #800 Floor 08, Las Vegas, NV 89135 • United States

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Scottsdale AZ 10/2015 10/2020
Jpmorgan Securities Llc Scottsdale AZ 09/2015 10/2020
Jpmorgan Chase Bank, N.A. Las Vegas NV 09/2020 Present
J.P. Morgan Securities Llc Las Vegas NV 09/2020 Present
  • 10/2015 → 10/2020
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 09/2015 → 10/2020
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 09/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Las Vegas, NV
  • 09/2020 → Present
    Las Vegas, NV
Other Businesses

Entity Name: Three Square Food Bank Investment related: No Address: 4190 N Pecos Rd, Las Vegas, NV 89115 https://www.threesquare.org/ Nature of the other business: Nonprofit  Position/Title/Relationship: Board Member Start Date: 11/21/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Three Square's mission is to provide wholesome food to hungry people, while passionately pursuing a hunger-free community. I serve on the finance and investment committee. I was asked to serve as the board Treasurer, I would lead the finance/investment committee. I will not manage any funds nor have check-writing capabilities. I was voted to be the Vice Chair of the board. Entity Name: ECIS Ventures 1, LLC Investment related: N Address: Metairie, LA 70002 Nature of the other business: Real Estate Position/Title/Relationship: Owner/ Partner Start Date: 03/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: ECIS Ventures 1, LLC is the entity in which I will hold a single family rental property I am buying in Louisiana.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-29
S63 Uniform Securities Agent State Law Examination 2015-12-17
  • S65 Uniform Investment Adviser Law Examination
    2023-07-29
  • S63 Uniform Securities Agent State Law Examination
    2015-12-17
Designations
Other Names
  • David I Garcia

View on SEC IAPD

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