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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29

Branch Locations

4 W Red Oak Ln Ste 110, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westminster Usa, Ltd. White Plains NY 06/2007 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Resource Technologies, Inc. White Plains NY 06/2007 Present
United States Financial Corp White Plains NY 06/2007 Present
Consolidated Financial Services Corporation White Plains NY 06/2007 Present
Native American Financial Corporation White Plains NY 06/2007 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2007 → Present
    Westminster Usa, Ltd.
    White Plains, NY
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2007 → Present
    Resource Technologies, Inc.
    White Plains, NY
  • 06/2007 → Present
    United States Financial Corp
    White Plains, NY
  • 06/2007 → Present
    Consolidated Financial Services Corporation
    White Plains, NY
  • 06/2007 → Present
    Native American Financial Corporation
    White Plains, NY
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: WESTMINSTER USA LTD. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVISION OF PENSION ACTUARIAL SERVICES INCLUDING CONSULTING & ADMINISTRATIVE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: SENIOR ANALYST BRIEF DESCRIPTION OF DUTIES: ASSIST WITH CONSULTING, ACTUARIAL, AND ADMINISTRATIVE SERVICES 2.NAME OF OTHER BUSINESS: RESOURCE TECHNOLOGIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVISION OF PENSION ACTUARIAL SERVICES INCLUDING CONSULTING & ADMINISTRATIVE SERVICES START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: SENIOR ANALYST BRIEF DESCRIPTION OF DUTIES: ASSIST WITH CONSULTING, ACTUARIAL, AND ADMINISTRATIVE SERVICES 3.NAME OF OTHER BUSINESS: UNITED STATES FINANCIAL CORP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES & SERVICE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT BRIEF DESCRIPTION OF DUTIES: PERFORMING ANALYTICS, SALES AND ADMINISTRATIVE SERVICES 4.NAME OF OTHER BUSINESS: CONSOLIDATED FINANCIAL SERVICES CORPORATION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES & SERVICE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT BRIEF DESCRIPTION OF DUTIES: PERFORMING ANALYTICS, SALES AND ADMINISTRATIVE SERVICES 5.NAME OF OTHER BUSINESS: NATIVE AMERICAN FINANCIAL CORPORATION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES & SERVICE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: SENIOR ANALYST BRIEF DESCRIPTION OF DUTIES: PERFORMING ANALYTICS, SALES AND ADMINISTRATIVE SERVICES 6. NAME OF OTHER BUSINESS: ANDREW MILLER ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE WHOLESALING; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: WHOLESALER; APX NUMBER OF HOURS PER WEEK: 5-10; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10; BRIEF DESCRIPTION OF DUTIES: PROVIDING VARIABLE LIFE INSURANCE SALES, MARKETING,REPORTING, UNDERWRITING AND MANAGEMENT;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-20
  • S63 Uniform Securities Agent State Law Examination
    2015-05-20
Other Names
  • Andrew Miller

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