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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
4 W Red Oak Ln Ste 110, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westminster Usa, Ltd. | White Plains | NY | 06/2007 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Resource Technologies, Inc. | White Plains | NY | 06/2007 | Present |
| United States Financial Corp | White Plains | NY | 06/2007 | Present |
| Consolidated Financial Services Corporation | White Plains | NY | 06/2007 | Present |
| Native American Financial Corporation | White Plains | NY | 06/2007 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: WESTMINSTER USA LTD. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVISION OF PENSION ACTUARIAL SERVICES INCLUDING CONSULTING & ADMINISTRATIVE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: SENIOR ANALYST BRIEF DESCRIPTION OF DUTIES: ASSIST WITH CONSULTING, ACTUARIAL, AND ADMINISTRATIVE SERVICES 2.NAME OF OTHER BUSINESS: RESOURCE TECHNOLOGIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVISION OF PENSION ACTUARIAL SERVICES INCLUDING CONSULTING & ADMINISTRATIVE SERVICES START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: SENIOR ANALYST BRIEF DESCRIPTION OF DUTIES: ASSIST WITH CONSULTING, ACTUARIAL, AND ADMINISTRATIVE SERVICES 3.NAME OF OTHER BUSINESS: UNITED STATES FINANCIAL CORP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES & SERVICE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT BRIEF DESCRIPTION OF DUTIES: PERFORMING ANALYTICS, SALES AND ADMINISTRATIVE SERVICES 4.NAME OF OTHER BUSINESS: CONSOLIDATED FINANCIAL SERVICES CORPORATION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES & SERVICE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT BRIEF DESCRIPTION OF DUTIES: PERFORMING ANALYTICS, SALES AND ADMINISTRATIVE SERVICES 5.NAME OF OTHER BUSINESS: NATIVE AMERICAN FINANCIAL CORPORATION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES & SERVICE START DATE: 6/2007 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: SENIOR ANALYST BRIEF DESCRIPTION OF DUTIES: PERFORMING ANALYTICS, SALES AND ADMINISTRATIVE SERVICES 6. NAME OF OTHER BUSINESS: ANDREW MILLER ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE WHOLESALING; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: WHOLESALER; APX NUMBER OF HOURS PER WEEK: 5-10; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10; BRIEF DESCRIPTION OF DUTIES: PROVIDING VARIABLE LIFE INSURANCE SALES, MARKETING,REPORTING, UNDERWRITING AND MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-05-20 |
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