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Brian Harlan Waldner

Ep Wealth Advisors

Torrance, CA

Norwood, MA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-11
CA RA APPROVED 2024-02-14
  • MA RA
    APPROVED
    Since 2024-10-11
  • CA RA
    APPROVED
    Since 2024-02-14

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

720 University Ave Suite 130, Norwood, MA 02062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'BRien Management, Llc Cambridge MA 04/2014 09/2016
Clarfeld Financial Advisors, Llc Tarrytown NY 12/2018 12/2020
Unemployed Boston MA 05/2018 12/2018
Kahler Financial Group, Inc. Rapid City SD 10/2021 03/2023
Unemployed Carlisle MA 01/2021 09/2021
Natixis Investment Managers Boston MA 04/2017 04/2018
Unemployed Boston MA 10/2016 03/2017
Unemployed Carlisle MA 03/2023 01/2024
Ep Wealth Advisors, Llc Boston MA 01/2024 02/2026
Ep Wealth Advisors, Llc Boston MA 02/2026 Present
  • 04/2014 → 09/2016
    O'BRien Management, Llc
    Cambridge, MA
  • 12/2018 → 12/2020
    Clarfeld Financial Advisors, Llc
    Tarrytown, NY
  • 05/2018 → 12/2018
    Unemployed
    Boston, MA
  • 10/2021 → 03/2023
    Kahler Financial Group, Inc.
    Rapid City, SD
  • 01/2021 → 09/2021
    Unemployed
    Carlisle, MA
  • 04/2017 → 04/2018
    Natixis Investment Managers
    Boston, MA
  • 10/2016 → 03/2017
    Unemployed
    Boston, MA
  • 03/2023 → 01/2024
    Unemployed
    Carlisle, MA
  • 01/2024 → 02/2026
    Ep Wealth Advisors, Llc
    Boston, MA
  • 02/2026 → Present
    Ep Wealth Advisors, Llc
    Boston, MA
Previous Registrations
  • 2021-12-01 → 2023-03-31
    Kahler Financial Group, Inc.
    Carlisle, MA
  • 2019-10-02 → 2020-12-11
    Citizens Private Wealth
    Tarrytown, NY
    Boston, MA
  • 2014-10-27 → 2016-09-30
    O'BRien Wealth Partners Llc
    Waltham, MA
  • 2011-02-18 → 2013-11-19
    Ballentine Partners
    Waltham, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-10
Designations
Other Names
  • Brian H Waldner

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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