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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-09-04 |
| TX | RA | APPROVED | 2019-08-29 |
Branch Locations
1980 Festival Plaza Dr Ste 410, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Las Vegas | NV | 03/2010 | 08/2019 |
| Lpl Financial Llc | Las Vegas | NV | 08/2019 | Present |
1. 8/29/2019 - 'Psalm 34:4 LLC / Proverbs 34:4' - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 07/29/2019 - Time Spent 2%. 2. 8/29/2019 - PowerHour 360 - Not Investment Related - Home Based - Other- Business Owner - Started 8/1/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 3. 8/29/2019 - Hansen Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start 08/30/2019 - Time 100%. 4. 1/24/2023 - Versifi Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/21/2022 - 160 Hours Per Month/8 Hours During Securities Trading 5. 07/22/2024 - Pacific Southwest Financial / A Capitas Financial Partner - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/26/2024 - 0 Hours Per Month/ During Trading 6. 06/02/2025 - TCH Living Trust - Not Investment Related - Real Estate Rental - Ave, LV NV - Start Date: 06/01/2025 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
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