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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-07
CA RA APPROVED 2011-09-19
  • TX RA
    APPROVED_RES
    Since 2013-02-07
  • CA RA
    APPROVED
    Since 2011-09-19

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

555 California St, San Francisco, CA 94104 • United States

Fairfield, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Napa CA 08/2011 Present
Bank Of America, N.A. Napa CA 11/2011 Present
  • 08/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Napa, CA
  • 11/2011 → Present
    Bank Of America, N.A.
    Napa, CA
Previous Registrations
Other Businesses

I*106547For profit or not for profit: For-Profit OrganizationName of outside business organization: Mineral Rights Lease with Penterra Services LLCInvestment related: NAddress of business:Lafayette, Louisiana 70508Nature of business: Other,LeasePosition, title, association: Owner, Start date of relationship: 12/15/2016Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is a mineral rights lease, in which I am leasing the mineral rights to property owned by my family and myself to Penterra Services for a period of 3 years, which may be extended if the property is actively producing any natural gas.I*2047272, Entity Type, Name of OBA: Acting (various production companies), Address: San Francisco, CA, 94104, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 10/20/2024, No Hours: 30hrs/Weekly, No Hours during trading: 0, Duties: Acting in various roles as cast in theater, commercial or film work. I*2934317 Entity Type: For Profit Name of OBA:Poshmark Address:Fairifeld California Investment Related:No Position, Title, Association:Other Start Date:10/04/2025 No Hours: 3 Weekly No Hours during trading:0 Weekly Duties:Selling gently-used clothing/items/stuff from my closet online Photograph & post items for sale, package and ship items if and when they sell.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-28
S65 Uniform Investment Adviser Law Examination 2005-09-12
  • S63 Uniform Securities Agent State Law Examination
    2010-07-28
  • S65 Uniform Investment Adviser Law Examination
    2005-09-12
Other Names
  • Mimi Mckown
  • Mimi Mckown
  • Meredith Michele Mckown

View on SEC IAPD

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