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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-18
IL RA APPROVED 2008-02-29
  • TX RA
    APPROVED_RES
    Since 2019-12-18
  • IL RA
    APPROVED
    Since 2008-02-29

Branch Locations

2405 W. Cornerstone Court, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Peoria IL 02/2008 Present
Previous Registrations
Other Businesses

1. 02/29/2008: CYR FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 2405 W. CORNERSTONE COURT, PEORIA, IL 61614 2. 01/13/2012: CYR-WOERTZ FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 2405 W. CORNERSTONE COURT, PEORIA, IL 61614 3. 07/03/2012: CYR REAL ESTATE - INV REL - 2403 AND 2405 W. CORNERSTONE CT. PEORIA IL 61614 - REAL ESTATE RENTAL - OWNER 4. 11/08/2016: City of Peoria - City Councilman - Not Investment Related - City Hall in Peoria, Illinois - Start 04/01/2017 - 40 Hr/Mo; 1 Hour(s) During Securities Trading - Peoria 5th district councilman. 2 meetings per month and about 10 hours per week commitment. 5. 10/1/2021 - Cyr Financial Group - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 04/27/2013 - 1 Hour Per Month/0 Hours During Securities Trading - Notary in the state of Illinois.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1996-05-08
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1996-05-08

View on SEC IAPD

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