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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-18 |
| LA | RA | APPROVED | 2023-09-08 |
Branch Locations
2681 N Causeway Blvd, Mandeville, LA 70471 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rice, Voelker, Llc | Covington | LA | 02/1996 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville | LA | 05/2022 | Present |
I*1616265Name of OBA: Old Mandeville Business AssociationAddress: Mandeville, LouisianaInvestment Related: NoPosition, Title, Association: Treasurer,Board MemberEmployee Start Date: 01/01/2024No Hours: 2 weekly No Hours during trading: 0Duties: Treasurer for non-profit organization that is made up of a network of businesses and residents in Old Mandeville whose aim is to advance local commerce through festivals, educational programs, and other events. I*1960401 Entity Type: 501(c)(3) Name of OBA: Women's Center for Healing & Transformation Address:71667 Leveson St., Abita Springs, LA 70420 Investment Related: No Position, Title, Association: Volunteer Start Date:08/30/24 No Hours: 2 hours/month No Hours during trading: None Duties: Helping women of lesser means create a budget and manage basic household finances. General financial wellness and life skills. I*4240266 Entity Type: Not for Profit Name of OBA: Habitat for Humanity St. Tammany Homeownership Center Address: Mandeville, Louisiana, 70471 Investment Related: No Position, Title, Association: Employee Start Date: 04/15/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: To assist in education classes for first time homebuyers on creating and following a budget. Guest lecturer on budgeting and simple saving techniques
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-05 |
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