Best Investors Account Sign in
Inactive

Erin Jane Neil

Pacific Wealth Strategies Group, Inc.

Santa Barbara, CA

Claim This Profile
Current Employers
Pacific Wealth Strategies Group, Inc.

4141 State Street, Suite B11, Santa Barbara, CA 93110 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-09-14
  • CA RA
    APPROVED
    Since 2007-09-14

Branch Locations

4141 State Street, Suite B11, Santa Barbara, CA 93110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 05/2020 06/2022
First Allied Advisory Services, Inc. San Diego CA 09/2020 11/2020
First Allied Advisory Services, Inc. Schaumburg IL 11/2020 05/2022
Pacific Wealth Strategies Group, Inc. Santa Barbara CA 09/2007 Present
Pacific Wealth Strategies Group, Inc. Santa Barbara CA 11/2010 05/2020
Pacific Wealth Strategies Group, Inc. Santa Barbara CA 05/2020 Present
Previous Registrations
  • 2020-11-12 → 2022-05-02
    Cetera Investment Advisers Llc
    Santa Barbara, CA
  • 2020-09-17 → 2020-11-12
    First Allied Advisory Services, Inc.
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-06
S63 Uniform Securities Agent State Law Examination 2004-02-06
S65 Uniform Investment Adviser Law Examination 1998-05-11
  • S66 Uniform Combined State Law Examination
    2007-08-06
  • S63 Uniform Securities Agent State Law Examination
    2004-02-06
  • S65 Uniform Investment Adviser Law Examination
    1998-05-11
Other Names
  • Erin Jane Neil

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor