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5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-09-22 |
| TX | RA | APPROVED | 2021-09-22 |
Branch Locations
3832 Taylorsville Road Suite 1, Louisville, KY 40220 • United States
5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Louisville | KY | 03/1996 | 07/2018 |
| Various Insurance Carriers | Louisville | KY | 05/1996 | Present |
| Lpl Financial | Louisville | KY | 07/2018 | Present |
| Pcg Wealth Advisors, Llc (Dba Limestone Wealth Management) | Louisville | KY | 09/2021 | Present |
1)07/26/2018 - DBA for LPL Business (entity for LPL business) - Limestone Wealth Management LLC - 86% - INVESTMENT RELATED - LOUISVILLE, KY 40220 2)07/26/2018 - Non-Variable Insurance - Limestone Wealth Management - 14% - INVESTMENT RELATED - LOUISVILLE, KY 40220 3) 9/23/2021 - PCG Wealth Advisors, LLC - DBA: Limestone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/23/2021 - 20 Hours Per Month During Securities Trading - Time Spent 15% - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 9/23/2021 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/23/2021 - 20 Hours Per Month During Securities Trading - I provide investment advisory services through PCG WealthAdvisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/18/2022 - Scott A Muss, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/05/2022 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-25 |
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