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Current Employers
Pcg Wealth Management

5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-09-22
TX RA APPROVED 2021-09-22
  • KY RA
    APPROVED
    Since 2021-09-22
  • TX RA
    APPROVED
    Since 2021-09-22

Branch Locations

3832 Taylorsville Road Suite 1, Louisville, KY 40220 • United States

5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Louisville KY 03/1996 07/2018
Various Insurance Carriers Louisville KY 05/1996 Present
Lpl Financial Louisville KY 07/2018 Present
Pcg Wealth Advisors, Llc (Dba Limestone Wealth Management) Louisville KY 09/2021 Present
  • 03/1996 → 07/2018
    Waddell & Reed, Inc.
    Louisville, KY
  • 05/1996 → Present
    Various Insurance Carriers
    Louisville, KY
  • 07/2018 → Present
    Lpl Financial
    Louisville, KY
  • 09/2021 → Present
    Pcg Wealth Advisors, Llc (Dba Limestone Wealth Management)
    Louisville, KY
Previous Registrations
  • 1999-01-13 → 2018-08-03
    Waddell & Reed
    Louisville, KY
    Louisville, KY
    Charleroi, PA
    Louisville, KY
Other Businesses

1)07/26/2018 - DBA for LPL Business (entity for LPL business) - Limestone Wealth Management LLC - 86% - INVESTMENT RELATED - LOUISVILLE, KY 40220 2)07/26/2018 - Non-Variable Insurance - Limestone Wealth Management - 14% - INVESTMENT RELATED - LOUISVILLE, KY 40220 3) 9/23/2021 - PCG Wealth Advisors, LLC - DBA: Limestone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/23/2021 - 20 Hours Per Month During Securities Trading - Time Spent 15% - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 9/23/2021 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/23/2021 - 20 Hours Per Month During Securities Trading - I provide investment advisory services through PCG WealthAdvisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/18/2022 - Scott A Muss, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/05/2022 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-23
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S65 Uniform Investment Adviser Law Examination
    1997-05-23
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25
Other Names
  • Scott Muss

View on SEC IAPD

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