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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-04 |
Branch Locations
4520 Mint Hill Village Lane Suite 105, Mint Hill, NC 28227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 03/2015 | 08/2024 |
| Tricapital Financial Group, Inc. | Charlotte | NC | 09/1999 | 08/2024 |
| Lpl Financial Llc | Mint Hill | NC | 09/2024 | Present |
1- 08/2024 / Carolina Retirement Solutions / DBA for LPL Business (entity for LPL business) / Inv Rltd / 80 per mnth / 8 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-11 |
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