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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-21 |
| NC | RA | APPROVED | 2023-09-28 |
Branch Locations
4520 Mint Hill Village Lane Suite 105, Mint Hill, NC 28227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2013 | 09/2023 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2013 | 09/2023 |
| Lpl Financial Llc | Mint Hill | NC | 09/2023 | Present |
1)09/14/2023 - Carolina Retirement Solutions. Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 2)09/14/2023 - Andrew Wood - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/1987 - 1 Hr/Mth 3)09/14/2023 - Andy & Lisa Wood personally owned real estate - Inv Rel - Mint Hill, NC - Start: 12/2008
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-04-13 |
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