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Sean Bruce

Fifth Third Securities, Inc.

Mint Hill, NC

Harrisburg, NC

Midland, NC

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-04-03
  • NC RA
    APPROVED
    Since 2017-04-03

Branch Locations

7116 Matthews-Mint Hill Rd, Mint Hill, NC 28227 • United States

4725 Highway 49 S, Harrisburg, NC 28075 • United States

4411 Nc Hwy 24/27 East, Midland, NC 28107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Mint Hill NC 09/2009 Present
Fifth Third Securities Mint Hill NC 10/2015 Present
  • 09/2009 → Present
    Fifth Third Bank
    Mint Hill, NC
  • 10/2015 → Present
    Fifth Third Securities
    Mint Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 2016-01-09
  • S65 Uniform Investment Adviser Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    2016-01-09

View on SEC IAPD

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